Search: finra
4 result(s) on page 1
SidClaw_Governance
Add policy evaluation, human approval, and audit trails to any tool. Powered by SidClaw.
quarantinedapprovalcompliancefinmaClawHub- Registry
- ClawHub
- Category
- Security
- Version
- 1.0.0
curl -s /v1/skills/community__axehub:ClawHub__ClawHub__SidClaw_GovernanceAI_Compliance
AI compliance analysis for EU AI Act, ISO 42001, NIST AI RMF, GDPR, OECD, financial services regulations (SEC, FCA, FINRA, DORA, MiFID II), and other framewo...
quarantinedClawHub- Registry
- ClawHub
- Category
- Security· inferred
- Version
- 1.0.0
curl -s /v1/skills/community__axehub:ClawHub__ClawHub__AI_ComplianceComplianceradar_Ai_Monitor
Monitor regulatory changes across SEC, FDA, FINRA, and GDPR with AI impact assessment. Use when the user needs compliance tracking, policy updates, audit tra...
quarantinedClawHub- Registry
- ClawHub
- Category
- Security· inferred
- Version
- 1.0.0
curl -s /v1/skills/community__axehub:ClawHub__ClawHub__Complianceradar_Ai_Monitorprivate-market-verified-search
Compliance-first, read-only diligence on hiive.com: enumerate credible exposure paths for a private-market target (direct Hiive Markets brokerage and Hiive {Issuer} SPVs), cross-verify against FINRA BrokerCheck, SEC EDGAR Form D, SEC IAPD, SIPC, and state/provincial regulators…
quarantinedprivate-marketssecondariesdiligencebrowse.sh- Registry
- browse.sh
- Category
- Finance
- Version
- 1.0.0
curl -s /v1/skills/community__axehub:browse.sh__browse.sh__private-market-verified-search